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FSRE – Free Mock

FSRE – Free Mock

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25 minutes - your time starts now.

25 minutes - your time starts now.


FSRE - Free Mock

FSRE - Financial Services, Regulation and Ethics. FSRE is assessed as a two hour online multiple choice exam with 100 questions. The pass mark is 70%. Try our free taster mock.

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1. Steve deliberately leaked an incorrect story that his bank was sustaining significant losses due to credit problems, he then made a profit through dealing. This is an example of what?

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2. Up to what percentage of their liabilities may building societies raise funds on the wholesale markets?

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3. Which of the following is not a statutory objective of the Financial Conduct Authority?

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4. What is the FCA’s reasoning behind the senior manager’s regime and implementing a responsibilities map for senior managers?

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5. The UK has implemented an inflationary budget, what would this imply?

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6. Which of the following is a financial priority for a young family?

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7. Within The Basel Accords, what is the minimum solvency ratio to cover Credit risk?

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8. A customer ended his relationship with a lender 2 years ago. For a minimum of how many more months should the evidence of identification be retained by the lender?

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9. Which of the following statements is correct when describing “Operational Risk”?

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10. Lucia is a basic rate taxpayer and has a fixed interest unit trust from which she receives income of £2,000 per annum. How much tax will she have to pay, if any?

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11. Which of the following job applicants is least likely to meet the FCA ‘fit and proper’ requirements?

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12. Janet has been told that she must pay a certain class of National Insurance on a twice-yearly basis. This confirms that she is:

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13. The Financial Ombudsman Scheme has rejected Marvin’s claim regarding negligence in respect to his private pension. What other course of action, if any, can Marvin follow?

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14. Which of the following investments would be the most suitable for a person who did not wish to put their capital at risk?

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15. When an individual dies intestate, leaving a spouse and children, with an estate valued at £280,000, which of the following applies?

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16. Which of the following is regarded as a short term, secured primary market?

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17. Which of the following is not deemed regulated advice?

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18. Which type of mortgage scheme would help someone on a low income to become an owner-occupier?

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19. What happens to an individual’s unvested Personal pension Plan (PPP) if they died at 65 years of age?

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20. Which of the following statements is correct regarding a warrant?

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21. How is the internal taxation within a Discretionary trust taxed?

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22. Which of the following describes the overall purpose of a fact find?

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23. A right to buy shares at a specified price by a certain date is a:

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24. Jenna left a non-MiFID firm in June 2019, where she offered investment advice. When is the earliest the firm is permitted to destroy her training and competence records?

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25. Under the Insurance Conduct of Business rules, a customer has cancellation rights. For home contents insurance the cancellation period is:

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