Financial Services, Regulation and Ethics – FSRE
Financial Services, Regulation and Ethics (FSRE) forms part of the CeMAP qualification and provides the foundation knowledge needed before progressing to the mortgage-specific modules.
FSRE focuses on the UK financial services industry, regulation, financial products, the advice process and professional ethics.
The module consists of two units:
- FRE1 – Industry, Regulation and Key Parties
- FRE2 – Skills, Principles and Ethical Behaviours
What Does FSRE Cover?
Topics include:
- The structure of the UK financial services industry
- Financial asset classes
- Financial services products
- Financial advice and regular reviews
- Basic legal concepts
- UK taxation
- The benefits system
- Inflation and interest rates
- Laws affecting financial services
- Financial services regulation
- Conduct of business requirements
- Anti-money laundering
- Complaints and compensation
- Data protection
- The financial advice process
- Ethical and professional behaviour
Clarity FT FSRE Training Course
Our 5-day FSRE course (9.30am to 5pm) provides structured tutor-led training covering the complete syllabus.
We break technical subjects into clear, manageable sections and use explanations, diagrams, examples and practice questions to help students understand and retain the information.
Throughout the course, we also focus on exam technique, helping you understand what to look for in questions and how to apply your knowledge effectively.
What’s Included?
Depending on your chosen study option, FSRE training can include:
- 5 days of structured tutor-led training
- Clarity FT presentation materials
- Hardcopy course materials for classroom and live webinar courses
- Summary tables and revision resources
- Whiteboards and diagrams
- Worked examples and calculations
- Practice and exam-style questions
- Mock examination practice
- Online study tools
- Tutor support by email
- Relevant distance learning access for classroom and live webinar students
- Access to Mock-Quiz-Expert
Mock-Quiz-Expert contains over 5,000 multiple-choice questions and case studies across our qualifications, helping students test their knowledge and identify areas requiring further revision.
Qualifying classroom and live webinar courses are also covered by our Pass Guarantee, subject to our Terms and Conditions.
FSRE Assessment
FSRE consists of two assessments:
- FRE1 – Industry, Regulation and Key Parties: 25 standalone multiple-choice questions plus 3 case studies with 5 linked multiple-choice questions each – 1 hour, 70% pass mark
- FRE2 – Skills, Principles and Ethical Behaviours: 25 standalone multiple-choice questions plus 3 case studies with 5 linked multiple-choice questions each – 1 hour, 70% pass mark
Both units must be passed to complete FSRE.
Study FSRE with Clarity FT
Clarity Financial Training Ltd is an LIBF Accredited Learning Support Provider.
FSRE training is available through classroom, live tutor-led webinar and distance learning, allowing you to choose the study method that works best for you.
