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CeMAP 1 – Free Mock

CeMAP 1 – Free Mock

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CeMAP 1 - Free mock

CeMAP 1 - Free mock


CeMAP 1 - Free Mock

CeMAP 1 - Introduction to the Financial Services Environment and Products and UK regulation. CeMAP 1 is assessed as a two hour online multiple choice exam with 100 questions. The pass mark is 70%. Try our free taster mock.

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1. Up to what percentage of their liabilities may building societies raise funds on the wholesale markets?

2 / 20

2. What happens to an individual’s unvested Personal pension Plan (PPP) if they died at 65 years of age?

3 / 20

3. Jenna left a non-MiFID firm in June 2019, where she offered investment advice. When is the earliest the firm is permitted to destroy her training and competence records?

4 / 20

4. Which of the following is not deemed regulated advice?

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5. Which of the following describes the overall purpose of a fact find?

6 / 20

6. Steve deliberately leaked an incorrect story that his bank was sustaining significant losses due to credit problems, he then made a profit through dealing. This is an example of what?

7 / 20

7. Which of the following is regarded as a short term, secured primary market?

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8. Which of the following investments would be the most suitable for a person who did not wish to put their capital at risk?

9 / 20

9. Which of the following job applicants is least likely to meet the FCA ‘fit and proper’ requirements?

10 / 20

10. If two people own a property as joint tenants and one dies, the property will automatically:

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11. The Financial Ombudsman Scheme has rejected Marvin’s claim regarding negligence in respect to his private pension. What other course of action, if any, can Marvin follow?

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12. A customer ended his relationship with a lender 2 years ago. For a minimum of how many more months should the evidence of identification be retained by the lender?

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13. If a client entered a 50% home reversion and down sized. What percentage of the difference in value would the Home reversion provider receive?

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14. Within The Basel Accords, what is the minimum solvency ratio to cover Credit risk?

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15. Which type of mortgage scheme would help someone on a low income to become an owner-occupier?

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16. Under the Insurance Conduct of Business rules, a customer has cancellation rights. For home contents insurance the cancellation period is:

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17. When an individual dies intestate, leaving a spouse and children, with an estate valued at £280,000, which of the following applies?

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18. Which of the following is not a statutory objective of the Financial Conduct Authority?

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19. What is the FCA’s reasoning behind the senior manager’s regime and implementing a responsibilities map for senior managers?

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20. The UK has implemented an inflationary budget, what would this imply?

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